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Our Client, an international bank is looking for a Surveillance Associate, for their global markets business.
Ensure that trade surveillance activities are undertaken according to agreed procedures and frameworks. Making sure escalation processes are followed and all issues are escalated and closed out in a timely manner.
Participate in projects to develop and maintain trade and Ecom surveillance technology
Review of parameter settings in light of current business strategies
Review and completion of management information reports to senior management
Engaging within Compliance and with other internal stakeholders to facilitate a coordinated approach to trade surveillance matters across the region.
Work closely with product and country compliance teams to review and conduct investigations when necessary
Provide training and monitoring of offshore team
Good product knowledge across asset classes
Preference will be given to candidate with surveillance experience
Excellent verbal and written communication skills
Strong analytical, problem solving skills, and able to manage multiple projects.
Strong time management and multi-tasking skills a must
BIG 4 candidates are welcome to apply!
Internal Number: 5005896
About Morgan McKinley Hong Kong
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