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Our client is looking for a Compliance Consultant to provide support to the Compliance activities. The individual would help to develop and maintain regulatory standards to enhance and protect the reputation of the Investment Banking.
Promote effective compliance and oversight with legislation in relation to their fixed income business.
Develop and maintain compliance knowledge of current and future regulatory issues that affects the Fixed Income business.
Provide floor-based advisory compliance support to the Fixed Income business
Deal with issues and queries arising, review and sign-off new business proposals.
Review and sign-off new business proposals.
Develop policies, procedures and training.
Provide interpretation of relevant rules, regulations, policies and procedures.
Provision of regulatory analysis and advice in relation to new products, business initiatives and bespoke projects.
The preferred candidate will ideally have a legal background with Capital Markets experience as well as understanding of fixed income products. You should also possess excellent communication and interpersonal skills and be able to interact at all levels of business effectively in both German and English.
If you are interested in this opportunity, please email your C.V. to email@example.com or call on 020 7430 1831 for a confidential discussion.
Altus Search Ltd is acting as an employment agency in relation to this role.
Internal Number: 5004263
About Altus Search
eFinancialCareers is a career site specializing in financial services.