CAIA's Career Center is an easy-to-use, comprehensive resource connecting job seekers with employers in the growing AI field. Use your knowledge and credibility to advance your career or build a talented team for your organization. Opportunities targeted to CAIA Charterholders are prioritized.
In order to search for jobs specifically for CAIA Charterholders or those pursuing the CAIA Charter please enter “CAIA” in the search panel.
This will enable you to search for CAIA specific roles globally.
Our client, a reputable European Private Bank, is looking to hear an Associate Director, Client Documentation Review to support the Greater China Markets. This incumbent will be leading a team of 12 people and reports to the Executive Director directly.
Review & check the validity of private banking client account documentation (including Corporate and Trust accounts) and ensure that accounts are opened in the Bank's systems in a timely and accurate manner
Ensure the Bank maintains proper KYC documentation in accordance with the Bank's standards and regulatory requirements
Lead a small team of Client Documentation Officers and Project team to build a highly effective team. Train team members to further strengthen their technical know-how.
Liaise with Compliance, Operations, Risk Control and other related departments on documentation requirements and ensure regulatory compliance
Advise Relationship Managers on enquiries related to account opening documentations and client status
Coordinate with internal clients to ensure timely and accurate performance and assist in meeting client's needs
Check the team's system input and ensure proper static data maintenance.
Proactively engage team members on work related discussions and identify work improvement measures
University graduated in Finance, Business Administration or relevant disciplines.
Minimum 6 or more years working experience in account documentation review from the Private Banking Industry
Good knowledge in client documentation requirements and AMLO regulatory requirements
People management experience is preferred, strong time management skill
Experience in project operation and capacity to deliver against multiple objectives
Strong communication and interpersonal skills
Fluency in written and spoken English and Chinese
Internal Number: 4832583
About ConnectedGroup Limited
eFinancialCareers is a career site specializing in financial services.