CAIA's Career Center is an easy-to-use, comprehensive resource connecting job seekers with employers in the growing AI field. Use your knowledge and credibility to advance your career or build a talented team for your organization. Opportunities targeted to CAIA Charterholders are prioritized.
In order to search for jobs specifically for CAIA Charterholders or those pursuing the CAIA Charter please enter “CAIA” in the search panel.
This will enable you to search for CAIA specific roles globally.
- To provide advice to the stakeholders to meet all the relevant regulatory and legal requirements for the Bank - Provide advice, interpretation and recommendation on existing and new regulatory compliance requirements - Conduct gap analysis on major regulatory topics to determine whether the quality of the existing systems/processes of control/arrangement are up to the standards/expectations of Head office and regulators - Develop and conduct on-going review of compliance related policies & procedures; identify key issues to be enhanced and rectified - Develop and deliver compliance related trainings in enhancing employee's awareness and knowledge - Provide guidance and support to various business units to maintain a high level of compliance awareness - Supervise and manage the team to perform daily compliance functions - Liaise with local regulators, the senior management and Head office on any compliance related matters - Handle ad-hoc compliance related projects as assigned by supervisors or management
Requirements: - Degree holder preferably with legal, auditing, accounting or related disciplines; professional qualifications such as HKICPA , etc. would be an advantage - At least 7 years' relevant experience in regulatory compliance mainly gained from a banking environment
- Familiar with corporate lending and transaction banking products - Previous advisory or enforcement experience gained from regulators is an advantage - Good knowledge and understanding in banking ordinances, operations, products and services - Strong ability to comprehend relevant laws and regulations professionally, and apply into commercial situation and environment - Proficient in both spoken and written English and Chinese (Cantonese is a MUST)
Internal Number: 4832470
About Aquis Search, EA Licence No: 16S8125
eFinancialCareers is a career site specializing in financial services.