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A top tier global bank is searching for an individual with a strong front / middle office securities experience that is interested in pursuing a career in Compliance
Undertake strategic monitoring and surveillance activity of the Business to help identify and prevent non-compliance issues arising
Collaborate closely with the Compliance department, as well as IT and Business, to maintain a healthy surveillance infrastructure
Document and report alerts to Compliance management
Liaise with key regulatory authorities
Coordinate the counterparts globally to develop improved surveillance models and enhance systems
5+ years experience in trade surveillance or financial services, ideally in securities front office (sales & trading) or middle office (trade support / settlement)
Excellent attention to detail and an ability to analyse large quantities of information
Strong communication skills in both English and Japanese
An ideal opportunity for someone with a good understanding of sales & trading in the securities industry and an interest in being a key part of the defensive infrastructure of a top tier international bank
About our client
A global bank with a deep and respected presence in the Tokyo securities market
Morgan McKinley Asia Pac is acting as an Employment Agency in relation to this vacancy.
Internal Number: 4679777
About Morgan McKinley - Tokyo
eFinancialCareers is a career site specializing in financial services.