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We're passionate about helping people and businesses prosper and we strive to be simple, personal and fair in everything we do. That's why we've built a culture of respect, where everyone is empowered to keep their promises and go above-and-beyond for our customers, colleagues and the communities we serve.
As an Associate, Client Due Diligence (NTB) your main responsibilities will be
Manage On-boarding cases across all client types and trading/sales desks in line with Financial Crime and Compliance policy.
Ensuring all required KYC documentation is received, validated and escalated where necessary.
Follow agreed SDD/CDD/EDD policy, standards and procedures and apply these diligently to each client review raising any queries as appropriate.
Apply the requirements of JMLSG Guidance, FATCA, MiFID, EMIR, Volcker, FSCS and Dodd Frank regulation to on-boarding
Escalate high risk cases to Financial Crime for approval.
Respond to any ad-hoc queries.
Minimum skills and experience required
Previous experience in financial crime (KYC/AML & Sanctions) is essential, preferably in an on-boarding role including client screening. Experience in banking is beneficial; ideally from an investment or corporate banking environment to understand the customers and their people (shareholders/ controllers), or in a similar environment where this experience could be gained.
A working knowledge of multiple entity types is required including Corporates, Non-Banking Financial Institutions, F.I.'s, Hedge Funds, Private Equity Funds, Mutual Funds etc.
Knowledge of regulatory classifications across MiFID, EMIR, Dodd Frank, FATCA & Volcker is desirable.
The Client On-boarding Analyst should be able to work well with their financial crime peers in a team. Good stakeholder management skills are required to work with front office staff to request and obtain the necessary CDD/EDD information and evidence from the client, and transaction reviews.
Analytical skills are important, supported by appropriate experience or qualification
Rewarding you For your commitment and success, Santander offers a competitive basic salary with a distinct career development opportunity. In addition to your salary and bonus, we offer you a benefits package that's flexible and allows you to be in control, as well as all the policies, tools and guidance to support you.
Other Santander benefits include:
Pension with generous contributions from Santander
27 days' holiday plus bank holidays, with the option to purchase up to 5 contractual days per year
Voluntary healthcare benefits at discounted rates such as Private medical insurance, Dental insurance, Healthcare Cash Plan and Health assessments
24/7 access to an online employee discount platform. Save money on everything from groceries, electronics, fashion, holidays and much more
Benefits supporting you and your family, such as Childcare vouchers, voluntary Life assurance and Critical illness cover
Option to a Company car if you drive more than 8,000 business miles per year
Access to an All Employee car scheme
Excellent employee recognition schemes - be recognised for demonstrating great behaviours
Share in Santander's success by investing in our Sharesave and Partnership shares plans
Support your favourite causes through charitable giving and our community partnerships
London - Bloomsbury
We'll give you more than a job, we'll give you a purpose - to help people and businesses prosper.
We've created an environment where we always put people first, that's why we offer flexible work options to help you do your job in a way that suits you. Whatever your unique ambitions, you'll have plenty of room to grow, with tailored training and development opportunities and a wide range of benefits designed to suit your lifestyle. What's more, we'll also support you in making a difference through our volunteering and fundraising schemes. Our commitment to our people hasn't gone unnoticed and we've been listed as one of Britain's Top Employers by the Top Employers Institute since 2012.
Time to apply
If this sounds like a role you're interested in then please apply on the link below.
Internal Number: 4677514
eFinancialCareers is a career site specializing in financial services.