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Preparing and presenting reporting to the Board of Directors related to Compliance and AML/CFT matters.
Identifying, developing and coordinating the establishment and maintenance of appropriate policies, procedures and systems required to comply with applicable legislative and regulatory provisions including AML/CFT and manage corporate risks.
Conducting a formal review of the Firm's business activities to ensure compliance with the relevant rules.
Monitoring the Firm's conduct of business to ensure that any breaches of the rules are identified quickly and dealt with responsibly. Maintaining Firm's Compliance Manual which contains written rules and guidelines with which each employee including the Directors of Applicant's must comply.
Organizing training of Directors and employees on compliance issues, regulations and AML/CTF.
Ensuring that appropriate regulatory approvals are sought where required, prior to public disclosure of the Firm's information.
Advise on effective, robust systems and controls environment within regulated entities.
Advice on upcoming laws and regulations and impact on regulated entities operational environment.
Providing strategic advice to the senior leadership team on best practice, new initiatives, complex cross border regulation and its impact on the business.
Bachelor degree or higher.
3+ years' experience working in Compliance/Regulatory environment in financial services.
Experience of implementing regulatory, compliance and AML/CTF practices
Detailed understanding of Irish financial services regulation and EU directives (similar experience in either the Cayman Islands or Luxembourg would be beneficial)
Experience interacting with Boards and Regulators.
Strong verbal and written communication skills, including ability to deliver information in a clear and concise manner
Must be able to work well with others in a team environment
Must be able to perform job duties accurately and timely
Must adhere to deadlines and targets given
Internal Number: 4671462
About Virtus Partners LLC
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