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A Rare and Unique opportunity has arisen for an experienced Compliance Officer to join a socially responsible boutique Investment Firm based in the West End of London.
Maldon Partners are recruiting a Compliance Officer to form part of the legal and compliance team for a Socially responsible Investment Firm based in the West End. The Firm believes in ethical investing whilst at the same time making hard returns by using cutting edge strategies.
The firm is known for hiring only Top Tier candidates and has c30 employees with offices in London, Frankfurt, Tokyo and Boston.
The purpose of the Compliance Officer is to work alongside the Groups Chief Compliance Officer and General Counsel to ensure the firm is meeting its regulatory requirements.
Responsibilities will include but not be limited to:
Implement and oversee the firms Compliance framework
Monitor and manage existing processes and controls
Manage the firms regulatory reporting
Review and approval or marketing materials
Assist with new fund launches
Assess and implement new regulations
Create, review and update the firms policies and procedures
Ad hoc projects
In order to apply for the Compliance Officer role you MUST have:
3+ years generalist compliance experience gained in a buy-side firm (Hedge Fund or Asset/Investment Manager)
A strong understanding of the FCA's regulatory framework
Demonstratable experience of reviewing and drafting policies and procedures
A degree from a Top Tier University
Ability to work autonomously
Excellent knowledge of MS Office skills in Word, Excel and PowerPoint.
The Compliance Officer role has a base salary of c£70,000 - £85,000 depending on experience with an excellent bonus.
*An equity stake in the business will also be on offer to successful candidate
Internal Number: 4670618
About Maldon Partners
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