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- To provide advice, interpretation and recommendation on existing and new regulatory compliance requirements - To develop and conduct on-going review of compliance related policies & procedures; identify key issues to be enhanced and rectified - To Develop and deliver compliance related trainings in enhancing employee's awareness and knowledge - To provide guidance and support to various business units to maintain a high level of compliance awareness - To supervise and manage the team to perform daily compliance functions - To liaise with local regulators, the senior management and Head office on any compliance related matters - To handle ad-hoc compliance related projects as assigned by supervisors or management
Requirements: - Degree holder preferably with legal, auditing, accounting or related disciplines; professional qualifications such as HKICPA , etc. would be an advantage - Minimum of 12 years' relevant experience in regulatory compliance mainly gained from a banking environment - Previous advisory or enforcement experience gained from regulators would be a plus - Good knowledge and understanding in banking ordinances, operations, products and services - Strong ability to comprehend relevant laws and regulations professionally, and apply into commercial situation and environment - People oriented and a good team player with strong communication, interpersonal, and presentation skills - Proficient in both spoken and written English and Chinese (MUST)
Internal Number: 4669969
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