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BUSINESS COMPLIANCE- (AVP/VP)- FAST GROWING BROKERAGE FIRM
Hays Banking & Financial Services Hong Kong
October 11, 2018
Your new company Your new company is one of the best-performing licensed corporations in Hong Kong, headquartered in China. The company has formed a strong reputation in Hong Kong and is well-known for its diverse business. Owing to business growth, they have recently created a new headcount for a Regulatory Compliance professional to join their team at AVP/VP level.
Your new role As an AVP/VP, Business Compliance, the key objective of the role will be providing compliance and regulatory advice to the brokerage business. Assess the businesses' process, new initiatives, new product and/or transaction approvals from a regulatory perspective. Design and drive the implementation of necessary process and procedures in response to regulatory changes from SFC/HKEx. You will also perform extensive pre-trade/post-trade compliance review and, report to Chief Compliance Officer should there be any irregularities.
What you'll need to succeed You will be a degree holder in Finance, Law, Economics or related disciplines with 6-10 years working experience at Chinese licensed corporations. Excellent verbal and written Chinese and English is a must. Conversational to fluent Mandarin is another minimum requirement. You shall possess broad working knowledge across licensed corporations business which will enable you to provide sufficient compliance advisory to the business.
What you need to do now If you're interested in this role, click 'apply now' or for further information and a confidential discussion on this role or to find out about more opportunities in Regulatory Compliance contact Charlene Yeung at Hays on +852 2230 7933 or email your CV to Charlene.firstname.lastname@example.org.
Internal Number: 4668652
About Hays Banking & Financial Services Hong Kong
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