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Support the activities of the Risk & Compliance team, champion the embedding of a risk awareness culture throughout the business, and be a trusted partner to the business.
Facilitate and support departmental, thematic, and New Products and Service Risk and Control Self-Assessments as required.
Manage operating events, including when applicable: Identify issues, coordinate and obtain collective agreement and buy in for actions to reduce risk. Ensure CASS funding is in place. Ensure client compensation is processed in a timely manner.
Analysing operational risk themes and drive opportunities within Risk and Compliance and in the business to improve operational efficiency and mitigate risk.
Assist in the maintenance and enhancement of policies and procedures as required.
Challenge and develop the Risk Management Framework, Operational Risk Management Framework and Policy Management Framework.
Oversight of risk information, ensuring completeness and accuracy of data. Ensuring loss event information is captured in the accounting provisions and insurance reporting processes.
Operational risk background ideally gained within a Wealth Management firm.
Demonstrates good technical knowledge of regulations, and of business processes and procedures relevant to role.
Communicates professionally with stakeholders, building positive relationships.
Internal Number: 4602012
About Saxton Leigh
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