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VP Communications Monitoring Manager - Leading Investment Bank
September 15, 2018
London, United Kingdom
This newly-created role has genuine scope and opportunity to develop into a Global Leadership position within Compliance. Our client are looking for a Monitoring/Surveillance SME who has the passion and skill to immerse themselves within the world of Communications Monitoring.
Manage, deliver and plan the strategy of the compliance monitoring team covering electronic and audio communications.
Review, design and implement a thorough communications monitoring programme.
Carry out monitoring and testing in order to identify and attempts by members of the firm or clients to commit market abuse, financial crime or other breaches of regulations.
Understand the firm's governance and controls and liaise with regulators.
Play a leading part in the delivery and design of risk-based testing under your scope.
Ensure that recommendations are implemented and escalated appropriately in accordance with the risk requirement and produce MI as appropriate.
Manage a team
Excellent knowledge/understanding of working with risk-based testing and working with compliance and regulatory risk frameworks.
SME in communications monitoring methodologies and systems covering a broad range of wholesale markets and banking products and desks such as FX, Fixed Income & Rates, Transaction and Trade Finance, DCM and Benchmarks (eg WMR and Libor).
Extensive experience of interaction and dealing with Front Office issues including escalation and resolution.
Successful experience in managing teams.
For more information, either apply on here or reach out directly to firstname.lastname@example.org