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China Ping An Insurance Overseas (Holdings) Limited
September 15, 2018
Ensure businesses complying with relevant rules and regulations, including but not limited to monitoring of fund distribution and sale, KYC assessment, product due diligence, suitability assessment and risk matching between client and products;
Assist in conducting daily pre-trade and post-trade compliance checks and regular compliance monitoring reviews;
Assist in preparing license applications, requisite filings, notifications and regulatory surveys;
Assist in new products setup including but not limited to reviewing and updating offering documents, marketing materials and relevant regulatory notifications;
Assist in intra-group reportings and regular updating of procedure manuals
Any other ad-hoc tasks.
Education and Professional Requirements
University degree in Legal, Economics, Finance, Accounting or related disciplines
Minimum of 3 years of relevant experience in financial industry
Strong knowledge in existing rules and regulations of licensed for Type 1, 4, 9
A good team player with the ability to communicate with colleagues
Familiar with Bloomberg, MS Office applications and Chinese word processing
Fluent spoken English, Cantonese and Mandarin are essential