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Seeking a candidate with a retail banking background for a sales governance & control role
Your new company This regional bank with an excellent reputation is looking for a candidate to join the RBWM COO Office in a sales governance role at VP level, managing a small team of 2 people.
Your new role You will be responsible for the following -
To perform surveillance reviews on the retail banking, wealth management advisory business to ensure compliance with internal policies and procedures as well as legal and regulatory requirements.
Conduct surveillance reviews including call monitoring on the retail banking and wealth management advisory business to ensure front office is compliance with the Bank's internal policies and procedures as well as legal and regulatory requirements.
Perform close supervision reviews and other ad hoc special reviews.
Assess and identify any internal control weakness, and implement the necessary rectification or changes in control procedures
What you'll need to succeed You will have past experience working in a role of a similar nature, particularly with a background in surveillance and governance. Candidates with 7+ years of experience would be ideal. Ability to communicate in Chinese is a must.
What you need to do now If you're interested in this role, click 'apply now' to forward an up-to-date copy of your CV, or call us now. If this job isn't quite right for you but you are looking for a new position, please contact us for a confidential discussion on your career. Interested candidates, kindly get in touch via email or by calling - email@example.com or call +852 2230 7919.