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Eames Consulting Singapore, EA Licence No: 16S8091
September 15, 2018
This role directs the timely delivery of complex high quality, value added assurance and audit reports for a portfolio of business activities
This role will contribute to the scoping and execution of Regulatory Compliance audit coverage, for Asia Regional Compliance and AML Compliance COE team, in accordance with established IA methodology and professional auditing standards, legal entity governance reporting, and other regulatory AML and compliance audits.. Key Responsibilities:
As a seasoned professional applies solid understanding of internal audit standards, policies, and local regulations to provide timely audit assurance.
Contributes to the development of audit processes improvements.
Applies solid understanding of how internal audit collectively integrates with line management and control functions to accomplish the objectives of the function and overall business.
Performs moderately complex audits in accordance with corporate methodologies and professional standards, including drafting of audit reports, presenting issues to the business and discussing practical solutions.
Completes assigned audits within budgeted timeframes, and budgeted costs.
Partners and works collaboratively with team members in all phases of the audit process.
Monitors the risk environment and assesses the emerging risks through the Business Monitoring process.
Recommends appropriate and pragmatic solutions to risk and control issues.
Applies knowledge of key regulations to influence audit scope.
Develops effective line management relationships to ensure strong understanding of the business.
Pro-actively develops automated routines to help focus audit testing. Qualifications and Competencies:
BS/BA degree or equivalent combination of education/experience.
Intermediate level experience in a related role with experience in business, functional and people management, with proven abilities in taking responsibility for issuing to stakeholders high quality deliverables according to strict timelines.
The candidate should have strong functional knowledge of AML and local regulatory compliance programs that have been established to comply with the local regulatory requirements, policies and procedures, provisions and guidelines established by Asia Pacific regulators such as the MAS, Federal Reserve, Securities Exchange Commission and other related agencies especially in Asia Pacific, and all applicable regulations governing local banking activities and operations. The candidate must have working knowledge of regulatory requirements and the related risks and controls and demonstrate the ability to work with senior management and lead audit team execution.
Effective negotiation skills, a proactive and 'no surprises' approach in communicating issues and strength in sustaining independent views. This individual must be an articulate and effective communicator, both orally and in writing, with an energetic, charismatic and approachable style.
Strong interpersonal skills for interfacing with all levels of internal and external audit and management.