CAIA's Career Center is an easy-to-use, comprehensive resource connecting job seekers with employers in the growing AI field. Use your knowledge and credibility to advance your career or build a talented team for your organization. Opportunities targeted to CAIA Charterholders are prioritized.
In order to search for jobs specifically for CAIA Charterholders or those pursuing the CAIA Charter please enter “CAIA” in the search panel.
This will enable you to search for CAIA specific roles globally.
Establish compliance monitoring program on Bank's various activities and oversee the relevant systems to ensure they remain up-to-date and effective in meeting statutory and regulatory requirements in AML, FATCA and CRS.
Provide advisory services to business and functions on matters related to AML, FATCA and CRS to ensure their adherence to respective regulatory requirements
Manage a team in protecting the Bank against any anti-money laundering and related financial crime activities
Formulate and enforce an adequate and consistent bank-wide compliance framework and procedures to ensure compliance with all laws, rules, regulations and standards of good practice applicable to the Bank in relation to AML, FATCA and CRS
Coordinate and manage the examination and/or review conducted by regulator, external consultant, external auditor or internal auditor on AML, CRS and FATCA matters; ensure regular tracking and timely follow up on all outstanding regulatory issues or findings
Lead the investigation of suspicious transactions by reviewing internal disclosures and exception reports, reporting to the Joint Financial and Intelligence Unit ("JFIU") and maintaining proper records
Act as the key contact point to regulatory bodies in the region in respective to latest AML, FATCA and CRS development and strategies
Keep senior management informed on any relevant regulatory changes on AML, FATCA and CRS that could bring potential impacts and ensure compliance awareness among staff in the bank
Degree holder preferably in Law, Accounting or related disciplines
Holder of Certified AML Professional (CAMLP) Certificate under the HKMA ECF on AML/CFT is a must
Minimum 15 years' legal, general audit, banking or compliance experience including at least 6 years' management experience in legal and/or compliance area in a sizable financial institution and/or regulatory bodies
Expertise in AML/CFT, FATCA and CRS regulations and practices and have good understanding on regulators' expectation
Well-versed with the market trend and situation regarding AML/CFT locally and worldwide
Good command of written and spoken English and Chinese (including Putonghua)