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Resides in the business and supports management in theday-to-day efforts related to first line of defense regulatory oversightmanagement with laws, rules, regulations and related policies. Performsresearch and analyzes relevant information and transactions that warrantfurther investigation.
Communicates with internal and external parties as needed andmakes recommendations on necessary procedural/control changes on regulatoryoversight management matters.
This position requires knowledge of the Financial ServicesIndustry regulations, compliance, operations or auditing.
Strong oral and written communication skills and the abilityto implement compliance policies and procedures. Verify practices againststraightforward policies, with moderate supervision.Document findings for management reports .
Gathers data and prepares materials for more senior teammembers to counsel business personnel on first line of defense compliance withpolicies. No direct reports. Contributes to the achievement of team objectives.
Works on projects of limited size and levels of complexity.
Bachelor's degree orthe equivalent combination of education and experience is required. At least 3years of relevant work experience preferred.
For over 230 years, the people of BNY Mellon have been at the forefront of finance, expanding the financial markets while supporting investors throughout the investment lifecycle. BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments & safeguards nearly one-fifth of the world's financial assets. BNY Mellon remains one of the safest, most trusted and admired companies. Every day our employees make their mark by helping clients better manage and service their financial assets around the world. Whether providing financial services for institutions, corporations or individual investors, clients count on the people of BNY Mellon across time zones and in 35 countries and more than 100 markets. It's the collective ambition, innovative thinking and exceptionally focused client service paired with a commitment to doing what is right that continues to set us apart. Make your mark: bnymellon.com/careers.
Client Service Delivery manages investment monitoring, measurement and processing services for our clients. Our solutions include Securities Operations, Fund Administration, Transfer Agency, Outsourcing, Performance Measurement and other related services.
BNY Mellon is an Equal Employment Opportunity Employer.