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1. Manage the regulatory surveys and inquires received at the bank level (national + Beijing) and assist the response preparation including direct the inquiries to the appropriate person in charge, coordinate, consolidate and review on the feedback, and response to the local regulators within the required time frame; 2. Be responsible for the compliance owned regulatory reporting (national + Beijing local) including reporting coordination, preparation, review and response. Ensure all the compliance owned branch regulatory reports are submitted within the regulatory required time frame with good quality; 3. Provide compliance advisory to IT risk management, outsourcing and corporate governance related regulation interpretation; 4. Support on annual CBRC supervisory meeting including meeting arrangement, documentation preparation, meeting wrap up and remedy action follow ups, reporting and record retention, and etc; 5. Manage and supervise the data privacy related matters including provide advisory, manage and investigate the breaches, reporting and attestation; 6. Backup on Beijing and Guangzhou related branch compliance matters; 7. Other assignment or project from head of compliance
Knowledge and Skills Required
Bachelor degree with economics, finance, laws, etc;
Above 10 years working experience in financial market including banking industry, firms, etc
Solid knowledge of China banking industry and related regulatory governance;
Good communication skill and can maintain good working relationship with others;
Strong planning, coordination and organizational skills;
Ability to work under pressure and meet dynamic deadlines and priorities;
Work independently under minimal supervision;
Good team work spirit and willing to help others to achieve their target
Excellent written skills in both English and Chinese;