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Establish risk management framework to effectively/ proactively manage operational risk and build a strong risk culture to raise the compliance awareness of staff of Personal & Business Banking
Proactively drive the identification, assessment, measurement, mitigation and monitoring of operational risk in the assigned areas
Define the top risk themes with business stakeholders for e-Business and Marketing & Assets & Liabilities and Customer Strategy in each year, and set up the focus area for control assurance checking to address these top risks in the monitoring program
Analyze the risk data/ checking result to identify trend, concentration and/ or control loopholes, for management reporting
Conduct gap analysis and root cause analysis for external/ internal risk events to strengthen our control processes and business operating models
Present the risk profile for e-Business and Marketing & Assets & Liabilities and Customer Strategy in BORF and PBG Compliance Committee meeting for exercising senior management oversight on compliance with the regulatory requirements and internal policies
Work with business owner to develop Risk and Control Self-Assessment (RCSA) to identify key
operational risks and effective itigation actions/ measures
Review risk events/ incidents and customer complaints with regulatory and compliance concerns.
Promote risks and control awareness. Work with respective teams in the bank to review and enhance training materials and approaches as appropriate to enhance compliance and control quality.
Coordinate and implement assigned bank/PBG-wide risk & compliance initiatives; including BCP, disaster recovery plan, Vendor risks management, information security bank-wide policy review; e.g. end user computing, customer data governance, etc.
Degree in Business, IT or related discipline
With professional qualification : e.g. CISA, will be desirable
Minimum 12 years of experience related to e-Business and Assets & Liabilities businesses and/or operations risk anagement, compliance, IT audit or control functions is preferable
Good understanding and knowledge of operational risk and internal control principles; ability to assess risk trends
Knowledgeable inf e-business/digital banking practices, operations and procedures.
Good interpersonal and communication skills
Proficiency in PC applications
Good command of written and spoken English and Chinese, Mandarin is a must
Interested parties please send your CV in MS Word format with current and expected salary to email@example.com and/or firstname.lastname@example.org and copy to email@example.com.