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Our client, an international Private Bank is looking for senior AML compliance candidate to join their compliance team to strength the function and cope with the expansion.
Provide advices to the business and senior management for all regulatory matters in relation to AML
Assist the Money Laundering Reporting Officer in implementing effective AML measures and controls
Ensure that AML risk is mitigated through stringent quality control both at the client on-boarding stage and through continuous monitoring of conduct of accounts
Perform Know Your Client reviews, due diligence searches and account opening documentation checks pursuant to relevant regulatory requirements
Prepare for and present to Due Diligence Committee meeting prior to account acceptance
Perform ongoing transaction monitoring and regular account reviews according to internal risk criteria
Identify and investigate any suspicious transactions so that escalation and reporting can be made to senior management and regulatory authorities in timely basis
Assist the team in carrying out regular and ad hoc surveillance tests over various regulated activities in Hong Kong
Identify risk issues and propose recommendations / rectifications to senior management for resolution
Conduct training to enhance staff's risk awareness on internal controls and regulatory changes
University graduate with business or finance degree is preferred
Minimum 5 years' experience in the legal or compliance function of a bank (preference in private banking or wealth management industry) or good working experience at HKMA, SFC or equivalent regulatory bodies
Have prior working experience in AML, KYC, client on-boarding, account opening documentation review and ongoing transaction monitoring
Maintain up-to-date knowledge of AML requirements and practices
Excellent analytical, problem solving and decision making skills
Excellent communication and interpersonal skills
Fluency in written and spoken English and Chinese (both Cantonese and Mandarin).