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Charterhouse Partnership Hong Kong, EA Licence No: 13C6338
August 11, 2018
To provide supports to Central Compliance Team in overseeing and advising on regulatory requirements pertaining to licensing and registration matters, customer complaint handling, personal data protection, outsourcing / insourcing and equal opportunity.
Duties of the Position:
Provide advice, interpretation and recommendation on existing and new regulatory compliance requirements in relation to outsourcing / insourcing, equal opportunity related matters and personal data protection;
Provide staff with relevant information and/or training on areas in relation to outsourcing / insourcing and personal data protection;
Handle and assist in the review of licensing / registration applications prepared by business units and Human Resources Division and prepare statutory notifications to regulators;
Assist in the review and assessment of customer compliance-related complaint cases referred by Service Quality Management Department;
Assist in the coordination in collecting information from business and supporting units when responding to compliance related enquiries and / or surveys raised / initiated by regulators and industry associations & handling enquiries from regulators;
Assist in any ad-hoc compliance related projects as designated by management from time to time.
Take up ad-hoc assignments, projects and job rotation as designated by Division Head / Senior Management.
Degree holder in Law, Accounting, Finance or related disciplines
Minimum 5 years general audit / compliance experience in banking industry
Good knowledge in banking laws, Securities and Future Ordinance, operations, products and services
Self-motivated, independent, pleasant personality with good communication skills and able to communicate effectively at all levels
Proficiency in using MS Word, MS Excel and MS Powerpoint.
If you are interested in finding out more about this career opportunity, please email your resume to Nestor Roldan enquiries@ charterhouse.com.hk Tel: (852) 3151 1320 Web: www.charterhouse.com.hk
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