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Our client is a leading derivatives trading firm, with offices around the world, seeking a Markets Compliance Analyst to join their Sydney team.
The role will be a trading floor location role, acting as the Compliance Analyst for the APAC entities. You will be part of a team of four staff across Sydney and Hong Kong, and responsible for the daily compliance supervision tasks for Asia Pacific. Further responsibilities include:
Monitor and review all trading by entities on a real-time and post trade basis.
Provide training & guidance on financial markets & products, trading strategies etc.
Ensure compliance with anti-money laundering (AML) procedures & provide AML training.
Liaise with regulators & exchanges
Ensure compliance with statutory reporting requirements
Development of compliance test applications for trading system applications and algorithms to test their operation and behaviour during various market scenarios
Contribution to design, development and documentation of risk management project for Asian entities.
The ideal candidate will have the following attributes:
Knowledge of Asia, EU & US regulatory developments and compliance issues.
Tertiary qualified & IT literate.
Excellent writing & communication skills.
1-2 years compliance experience, and exposure to IT (compliance related if possible. Preferred, but not essential).
Equity & derivative market experience/exposure preferred (but not essential).
Ability to provide presentations and training for up to 30 staff.
Resolve issues real time or same day
Not be intimidated/confused by explanations.
This is a fantastic opportunity to work for a great team!The salary will be $80k - $100k + super