CAIA's Career Center is an easy-to-use, comprehensive resource connecting job seekers with employers in the growing AI field. Use your knowledge and credibility to advance your career or build a talented team for your organization. Opportunities targeted to CAIA Charterholders are prioritized.
In order to search for jobs specifically for CAIA Charterholders or those pursuing the CAIA Charter please enter “CAIA” in the search panel.
This will enable you to search for CAIA specific roles globally.
Do you have strong HK regulations & compliance related experience? You will be required to:
Support management of supervisory relationships of UBS and providing advisory services to regional and business management with respect to supervisors, primarily HK and include other APAC regulators
Support senior regulatory managers and/or manage meetings between UBS subject matter experts and supervisors including scheduling/coordinating meetings, preparing UBS management for meetings, recording key issues and outcomes and ensuring actions are addressed promptly
Support senior regulatory managers and/or manage supervisory reviews and exams between UBS subject matter experts and supervisors including advising UBS management on information requests before and during the reviews and exams, tracking findings, and providing regular status updates to various senior UBS management and governance forums. Also coordinate all necessary review meetings both internal and with the regulators
Collaborate with other regulatory managers globally, including analyzing developments across jurisdictions to ensure consistency of approach and reporting on relevant developments for global meetings and reports.
Pro-actively identify trends in regulatory requests and discussions and raise them to senior management to ensure strategic responses
Prepare briefings for and brief senior management for regular and ad hoc meetings with key supervisors
Management of information deliveries to HK regulators and other financial supervisors; internal coordination of responses to ad hoc queries
Work on ad-hoc internal projects as necessary
Your experience and skills
At least 5 years of regulatory and compliance related experience is required.
Significant experience in covering a broad range of regulations would be preferred. Subject Matter expert would be welcomed.
Strong financial services background
Demonstrated experience in regulatory communication and management information
Skilled in verbal and written communication including facilitation, delivering presentations, and providing targeted training
Strong relationship building skills
Mandarin language skills will be ideal
Microsoft Office skills
an effective verbal and written communicator, fluent in English, spoken and written
outgoing and personable, with the confidence to deal with varied groups of stakeholders and differing levels of seniority
able to work to tight deadlines and handle business pressures
highly organized, with the ability to balance numerous tasks and responsibilities