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Head of Control, Supervision & Governance, PvB Jersey
Standard Chartered Bank
August 9, 2018
Saint Helier, United Kingdom
Leading the way in International Banking. We support the people and companies driving investment, trade and wealth creation across Asia, Africa and the Middle East. And our heritage and values are expressed in our brand promise - here for good. See our Brand and Values
We are currently looking for a Head of Control Supervision & Governance for our Jersey Platform. The chosen individual needs to have significant experience in Private Bank/Wealth Management products or control areas - specifically Investment Products, Suitability or Sales Assurance. They should have an understanding of Private Banking/Wealth Manager - clients, products and processes - as well as strong operational risk management understanding.
Monitor business to ensure compliance with applicable policies in procedures. Focus particularly on high risk areas for private banking, including but not limited to Client Due Diligence (CDD), investment suitability, cross-border business, data privacy and confidentiality.
Execution responsibility for identifying, assessing, monitoring, controlling and mitigating operational and reputational risks to the Group. Also, an awareness and understanding of the main risks facing the Group and the role the individual plays in managing them
Manage and implement the Private Bank (PvB) Operational Risk Framework within the business unit to ensure operational risks and controls are being managed appropriately in a proactive, risk based and disciplined manner to meet external, internal and regulatory requirements.
Ensure adherence to the PvB Operational Risk Framework in the identification, assessment, mitigation and control and monitoring of risk. Ensure sufficient traction and follow through management actions to mitigate identified operational risks exposure
Facilitate the implementation and execution of key control standards (KCS), related control sample testing (CST), key risk indicators (KRI) and monitoring plans for compliance and operational risk management.
Ensure losses, risk events, policy deviations, CST & KRI exceptions, are recorded, reviewed and reported. Engage appropriate stakeholders to ensure timely remedial actions and escalation of situations that pose significant risk.
Proactively communicate with the Business Unit Head and Operational Risk (2nd line of defence) on operational risk issues. Escalate significant events to Business Unit Head / Operational Risk (2nd line of defence) as appropriate.
We are committed to building a culture that fosters a diverse and inclusive environment that's free from bias, where everyone can realise their full potential and make a positive contribution. This is just one of our values that is expressed in our brand promise - here for good. Apply Now...