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Your role Do you know how to keep an eye out for and avoid risk? Are you skilled at assessing processes and making improvements? We're looking for an experienced AML or KYC Team Leader who can: – lead the team on matters related to AML matters, KYC on-boarding, working with the Front line Origination Units to ensure all new clients are on-boarded correctly & to perform active due diligence on clients – conduct quality assurance of customer AML KYC profiles of all risk ratings prepared by Front line Origination Units – keep abreast of new KYC policies, regulations, and requirements and implement new processes into the team's review processes – focus on the assurance of quality and consistency in Client Due Diligence standards in accordance to the prevailing requirements; and within stipulated timeframe across Hong Kong & Singapore – act as the front line point of contact for team questions and issues and support management with internal audit, AML compliance and reviews as needed – ensure the team has appropriate level of training on AML KYC/On-boarding matters to perform the role effectively
Your team You'll be working in the Front Line Support (FLS) team in WM Business & Risk Regulatory Management Singapore. We are located at Hansapoint, Changi Business Park.
Front Line Support is a dedicated independent team as a 1st line of Defense in the Control Framework to execute ex-post Controls. As 1st Line of Defense, we perform Controls checks (ex-post) on our Origination Units (e.g. Client Advisors, Investment Product Specialists) who are located in Singapore and Hong Kong office.
The Controls we execute are primarily driven by Local Regulators [Monetary of Authority of Singapore (MAS) and Hong Kong Monetary Authority (HKMA)] and also our Global requirements.
Your experience and skills You have: – atleast 8 to 10 years of working experience in a Wealth Management environment with exposure to KYC or Client Documentation and Account Opening – experience managing / coaching a dedicated AML KYC team, i.e. strong previous team leader/supervisory experience. – leading knowledge and understanding of AML KYC risk & a proven ability of working with the 1st line. – experience handling development training for new employees
What we offer Together. That's how we do things. We offer people around the world a supportive, challenging and diverse working environment. We value your passion and commitment, and reward your performance.
Keen to achieve the work-life agility that you desire? We're open to discussing how this could work for you (and us).
Take the next step Are you truly collaborative? Succeeding at UBS means respecting, understanding and trusting colleagues and clients. Challenging others and being challenged in return. Being passionate about what you do. Driving yourself forward, always wanting to do things the right way. Does that sound like you? Then you have the right stuff to join us. Apply now.
About us Expert advice. Wealth management. Investment banking. Asset management. Retail banking in Switzerland. And all the support functions. That's what we do. And we do it for private and institutional clients as well as corporations around the world.
We are about 60,000 employees in all major financial centers, in more than 50 countries. Do you want to be one of us?