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Currently recruiting for a Conduct Risk Oversight Manager with in depth knowledge of a Treasury products and the dealing room, to join a large UK based based bank in their London office. The business are ideally looking for a candidate who has worked with wholesale banking, and who able to effectively provide detailed regulatory advice to the business.
Compliance and Conduct Risk management and promote good conduct.
Assist in carrying out Compliance Risks Assessments and helping to devise and implement an annual compliance oversight plan.
Be a champion of the Conduct Strategy for Treasury colleagues and the Dealing Room by assisting in its practical application.
Carrying out compliance monitoring reviews.
Representing the Head of Conduct Risk Oversight at Committees.
Maintain and deliver an annual compliance training programme for the dealing room and secured funding teams
identify regulatory changes, conduct a high level assessment of their impact on the business and oversight implementation by the Treasury Department and Dealing Room.
provide advice on due diligence on counterparties / clients of the Treasury Department.
participate in new product and complex transaction approvals.
A good understanding of wholesale markets either in an investment banking or commercial banking firm.
A good understanding of the regulatory environment, in particular the FCA and PRA Handbooks.