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A global financial services company are looking to add an Investment Compliance Consultant to their team.
This position is responsible for working with the Compliance Analyst system and to help clients monitor their investment manager's investment guidelines. Day-to-day responsibilities for the Compliance Analyst system component include reviewing client investment guidelines, setting up the guidelines on the Compliance Analyst system, testing to ensure desired output, ongoing client servicing and attend meetings as required by clients or internal partners.
Familiarity with investment manager guidelines and language used in investment manager agreements and knowledge of financial markets, investment instruments and portfolio management strategies are essential for this role.
Experience with industry vended compliance monitoring systems such as Charles River, Bloomberg POMS, RCB Dexia, etc. and/or Mutual Fund Compliance and Risk Monitoring experience is a plus.
If you'd like to apply for this position, please send your CV to firstname.lastname@example.org.