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The Regulatory Analyst will be a senior member of our Regulatory Team and will be responsible for analysing regulatory content and assessing the impacts of changes to existing regulations and implications of upstream regulation.
Research and analysis into AML, Investor Protection, OTC Reform, Securities Exchange Act requirements and other regulatory.
Manage the client relationships to drive active participation and generate industry best-practice solutions to regulatory challenges.
Work with internal and external business partners/clients define and refine business requirements arising from legislative AML requirements
Support the management of scope, scheduling and delivery of regulatory roadmap and releases
Create detailed functional specification documentation in line with industry best practices
Provide on-going support to the product engineering team in the delivery of product functionality
Support the creation and delivery of the 'Regulatory Update' deliverables to existing clients
Regulatory SME providing guidance to allow effective and timely implementation of changes required by regulatory developments.
Engagement with the Sales/Pre-Sales team supporting new and existing client engagements
8+ years within regulatory compliance with significant experience regulatory compliance.
The ability to analyse, interpret and translate regulatory requirements into global best practice standards
Experience in OTC Reform, interpreting requirements of G20 commitments on OTC reform (Dodd Frank and EMIR experience required).
Knowledge of Global Investor Protection, MiFID II, AIFMD, UCITS, MMF Regulation, Form PF and PRIPS required.
Demonstrable experience of dealing with buy-side regulation
Experience of asset management business regulation
Ability to identify solutions that satisfy relevant regulations while executing sound business judgement
Software development lifecycle practices advantageous
Recognised legal or regulatory qualification advantageous (CAMS/ACOI/CFE)