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Based in the heart of Edinburgh city centre, my client is a leading name on the Edinburgh Financial Services market. Although a growing organisation, this role will operate as part of a small team within the compliance function.
The Compliance Analyst FTC will assist in the completion and development of the firm's Compliance Monitoring Programme. Other responsibilities include:
Day to day administration and maintenance of the compliance systems
Involvement in projects to maximise our usage of the Code of Ethics System, e.g. systems
Complete monthly compliance monitoring tests and deep dive thematic reviews as part of the
Compliance Monitoring Programme
Help to develop dashboard style reporting of MI for Senior Management
Answering related questions from the business
The successful Compliance Analyst FTC will posses the following attributes:
Ideally graduate calibre
IOC, IMC or other investment qualification (or working towards)
Good knowledge of UK and overseas financial regulation
Experience within a Compliance Monitoring role within Investment or Asset Management
Ability to meet deadlines and work under pressure
Ability to work under own initiative
Excellent communication skills
A comprehensive package on top of basic salary, pro-rated to the 18 month fixed term.