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My client is a successful global private equity firm. They are seeking a Compliance Manager for their London based team, reporting into their Global Head of Compliance.
Key responsibilities include: maintaining a detailed knowledge of the relevant FCA regulations and handbooks and ensuring that business managers are kept up to date with any regulatory changes and developments that impact their area; providing advice and guidance to business managers as regards to new business initiatives and business changes; ensuring that all planned and ad hoc monitoring activity is carried out in accordance with the monitoring procedures and that all issues identified are properly reported and ensuring that relevant individuals are equipped with sufficient knowledge of the relevant legislation and regulations to carry out their activities in a compliant manner and provide high quality compliance training on regulatory issues where appropriate.
The successful candidate will have a strong compliance background and very strong UK FCA experience. Candidates will ideally have worked in private equity or alternative investments, although experience in traditional asset management or banking will also be considered. Previous experience of working as a regulator for the FCA will be very useful. Candidates will also need to have strong project management skills, good stakeholder management skills and a high attention to detail.