CAIA's Career Center is an easy-to-use, comprehensive resource connecting job seekers with employers in the growing AI field. Use your knowledge and credibility to advance your career or build a talented team for your organization. Opportunities targeted to CAIA Charterholders are prioritized.
In order to search for jobs specifically for CAIA Charterholders or those pursuing the CAIA Charter please enter “CAIA” in the search panel.
This will enable you to search for CAIA specific roles globally.
Our client is a well known Regulator based in Hong Kong with offices globally in APAC and North America. They are currently looking for a regulatory compliance candidate to join their expanding compliance team.
Report directly to a team lead of the department whilst working closely with other colleagues in the team
Act as a first line of defence for compliance policies and procedure implementation from global to local standards
draft and review any new and existing policies and procedures
Drive new regulatory initiatives for new and existing compliance projects
Bachelor Degree in Finance/Risk/Economics or related discipline
Qualification in FRM or CFA are preferred
minimum 3 to 6 years of compliance policies and procedures experience
Must be from Investment Bank or Securities/Brokerage Firm
Must have experience in policy drafting
Excellent command of written and spoken English and Chinese