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Gather and review documentation related to account opening and maintenance
Screen documentation and information to ensure regulatory compliance
Evaluate customer profiles to determine risk levels
Manage and escalate risk issues in timely manner
Promote a client centric environment while maintaining discipline and tight controls
Degree holder in related discipline (Business, Finance, IT, Legal, Statics etc)
Ability to demonstrate project management skills with solid analytical skills and investigative mind-set
Strong verbal and written communication skills, and interpersonal skills
Demonstrate good attention to detail and report writing skills
Well organized and able to handle multiple tasks and timelines throughout the day
Comfortable working with systems and performing data entry
Independent and driven to complete tasks and meet deadlines
Willing to take ownership and work independently with minimal supervision
Competency in MS Excel, Word, Powerpoint
Ability to read (traditional & simplified characters) and speak Chinese (Mandarin & Cantonese) is a plus point
Successful candidates will be placed in a training program that will provide them with the relevant skills and knowledge necessary to perform due diligence on banking customers. Prior banking experience is not required, but previous work experience in any industry is an advantage.
Capco offers a competitive contract package with opportunity to further develop a career in the financial services industry. If you are looking to break into banking, becoming a Compliance agent is the great first step in financial services industry.