CAIA's Career Center is an easy-to-use, comprehensive resource connecting job seekers with employers in the growing AI field. Use your knowledge and credibility to advance your career or build a talented team for your organization. Opportunities targeted to CAIA Charterholders are prioritized.
In order to search for jobs specifically for CAIA Charterholders or those pursuing the CAIA Charter please enter “CAIA” in the search panel.
This will enable you to search for CAIA specific roles globally.
Communicate with clients via telephone and email correspondence;
Updating statistics for monthly reporting;
Conduct periodic reviews on customers' accounts;
Maintain compliance with all corporate and regulatory standards (eg, SFA, AML/CFT, FATCA, CRS, etc);
Work closely with CS Manager and Compliance department to implement new policies and procedures where applicable;
Any Ad-hoc tasks from Management.
Degree in any discipline with at least 3 years of relevant work experience.
Prior experience in account opening, client service, knowledge of the securities industry and familiarity with Anti-Money Laundering and Countering Financing of Terrorism ("AML/CFT") rules and processes.
Demonstrates enthusiasm, analytical and good writing skills
Proficient in MS Word and Excel
Good command of written and spoken English and Chinese, including Putonghua (in order to liaise with Chinese & Putonghua speaking associates)