CAIA's Career Center is an easy-to-use, comprehensive resource connecting job seekers with employers in the growing AI field. Use your knowledge and credibility to advance your career or build a talented team for your organization. Opportunities targeted to CAIA Charterholders are prioritized.
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- Perform risk-based monitoring of financial promotions and marketing activities; - Conduct compliance due diligence and ongoing monitoring on distributors; - Oversee the implementation of the complaints handling process; - Conduct regular monitoring and testing activities as foreseen by the Distribution Compliance Programme; - Liaise with and monitor other providers of distribution-related services and branches - Provide advice and training to client-facing staff as needed; - Develop and implement Compliance policies related to distribution; - Identify and escalate distribution-related breaches; - Develop compliance management information on distribution and prepare Board reports; - Represent Compliance in local or global projects (e.g. social media, digital or other projects concerning product distribution and marketing communication