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Our client is one of the largest corporate banks in Asia with a global presence. They are currently expanding their private banking business. They are looking for a Senior Vice President/Director in compliance to focus on their private banking business.
Advise on statutory, regulatory and internal requirements for the PB business
Will report directly to the HK Head of Compliance and work with the existing AML and General Compliance team
Implement/ develop effective compliance control and policies for the PB business in Hong Kong.
Oversee the client onboarding process and ongoing accounts reviews.
Identify internal exceptions and policies' weaknesses; timely and proper escalations to stakeholders are expected.
Assist in any ad-hoc inquiries related to the PB business in Hong Kong.
Minimum 8 years of solid experience in general/AML PB compliance field.
Bachelor Degree in Risk/Finance/Legal or related discipline(s)
Knowledge of HKMA/ SFC regulations in Hong Kong and their applications in PB business.
Ideally a degree holder in Law or related discipline.
Excellent command of both written and spoken English and Chinese.
Being able to work independently with minimal supervision.