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Actively monitoring the changes and updates in compliance rules applicable to the Company, and understanding the impact to the business
Work with the global Compliance Team to develop, implement, and monitor Compliance Monitoring Plan monitored in all regulated jurisdictions and updated to reflect changing regulatory and industry requirements
Assist Internal Audit and Operations with compliance risk assessment and management
Assist in outsourcing related matters and ensuring compliance with the relevant regulatory requirements;
Escalation of any major issues in the above areas to the CCO
Ensuring the Company's full compliance with regard to required regulation and legislation
Ensure that the requirements of all relevant legislation are complied with including AML/CFT and Data Protection
Identify and lead initiatives to strengthen the control environment
Ensure all staff are advised of and kept up to date with compliance policies. This includes the coordination, roll out and full participation in compliance initiatives such as training where applicable
Report to senior management on a monthly basis
Any other ad hoc duties, as required
6 years+ experience within a Compliance role predominantly in the Fund's Industry
Detailed knowledge of the Irish Funds Industry in regard to regulatory requirements for both a service provider and Irish Funds
Strong client presentation skills and commitment to delivering quality at all times
Strong regulatory knowledge of multiple jurisdictions most notably Ireland Cayman and Bermuda
Have a relevant degree or other third level qualification or relevant professional qualification, LCOI
Proficient Excel skills and have excellent written and verbal English
This Compliance Manager position is a highly unique opportunity to join a leading global financial services institution. The Compliance Manager will be required to lead a team to deliver specific aspects of support to the growing compliance function and to operate at a more senior level while adding a greater value.
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