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Perform continuous testing and examinations of ratings documentation for compliance with internal policies and procedures.
Work with Rating Groups and Operations senior management to develop , track, and validate remediation plans.·
Prepare periodic and ad hoc compliance reports outlining the results of Compliance's Surveillance program and present results to Compliance Officers and senior management.
Work with the Compliance Surveillance Team, Rating Teams, Legal and Internal Audit to enhance the Surveillance Program.
Develop creative automated solutions to address testing needs and present information in a concise and comprehensible manner.
Minimum of a Bachelor's degree is required.
At least 2+ years of compliance and/or audit experience focusing on compliance-related activities.
Financial institutions or capital markets environment experience.
Direct regulatory experience is highly desired.
Strong written and oral communication skills with the ability to interact with senior management.
Professional, pro-active, flexible, diligent and dependable.
Excellent interpersonal skills and team oriented.
Must be highly organized and efficient with the ability to multi-task and meet tight deadlines.
Must be able to work on own initiatives, with limited supervision.
Multilanguage with ability to translate documents is a plus.
Strong Microsoft Excel and Word skills.
This Compliance Analyst/Associate role is located in Midtown New York so please only apply if you are able to travel to this location and have relevant recent experience. The salary is flexible dependent on experience however the initial range is $65-75k base plus bonus. If your profile matches the above criteria, please contact me on **firstname.lastname@example.org**