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At Franklin Templeton Investments, we are dedicated to delivering strong results and exceptional service to clients, team members and business partners. Over 9,000 employees working in 60 offices around the world are dedicated to servicing investment solutions for our clients in more than 150 countries. For over 65 years, our success has been a direct result of the talent, skills and persistence of our people, and we are looking for qualified candidates to join our team.
What is the TA Global Risk & Control department responsible for?
Supporting the international business to ensure compliance with FTI Anti-Money Laundering and Trade Control Policies. The role involves working in an international environment to perform AML risk assessments and maintain multi-regional programs involving internal and external parties.
The position will provide AML support to Supervisor and Manager including daily tasks in areas of AML compliance, such as guidance on AML procedures and controls, regulatory requirements, audits, new distributor onboarding and daily enquiries from other business teams.
What are the ongoing responsibilities of a Senior Trade Control & AML Analyst?
Develop and maintain AML risk assessments for FTI products domiciled in Luxembourg and worldwide
Partner with the business to identify key AML risk factors and implement necessary actions or controls to mitigate existing and new risks
Perform ongoing AML equivalency assessments of regulations for countries where the Company distributes its funds
Maintain and perform distributor and client monitoring in accordance to regulatory requirements, leverage the fund and country assessments to identify the main areas of distributor and client risk
Propose new controls and agreements with the business and external parties, partner with Transfer Agent Distributor & Vendor Management and Sales department as appropriate
Follow any significant news reports on AML risks and assess their potential impact on the Company distributor relationships and business
Escalate any developments or changes that may affect the risk profile of individual distributor relationships
Act as subject matter expert on Anti-Money Laundering and Trade Control for other business areas
Work closely with other Senior Analysts based in Luxembourg and US to ensure consistency in the application of AML policy in all regions
Provide support to the AML & Trade Control Supervisor and Manager
Qualifications What ideal qualifications, skills & experience would help someone to be successful?
5+ years AML or Internal Controls applicable experience
Project Management experience preferred
Risk analysis experience
Audit / Compliance / AML monitoring experience in an international environment
AML, Compliance or Internal Controls certifications considered as an asset
What makes Franklin Templeton Investments unique?
In addition to the dynamic and professional environment at Franklin Templeton, we strive to ensure that our employees have access to a competitive and valuable set of Total Rewards -the mix of both monetary and non-monetary rewards provided to you in recognition for your time, talents, efforts, and results.
Highlights of our benefits include:
Three weeks paid time off the first year
Medical, dental and vision insurance
401(k) Retirement Plan with 75% company match, up to the IRS limits
Employee Stock Investment Program
Tuition Assistance Program
Purchase of company funds with no sales charge
Onsite fitness center and recreation center
We believe that being a good corporate citizen is good business. To us, corporate citizenship means being accountable, serving our clients, being an employer of choice, managing our environmental impact, and supporting our communities . An emphasis on corporate citizenship is embedded in our culture and values , and is an important element of how we achieve success.
We are also committed to your learning and development with resources focused around Experience, Exposure, and Education, to help you achieve your professional development goals. Take some time to, meet some of our people , and see what it means to say, "I AM Franklin Templeton".
Franklin Templeton Investments is an Equal Opportunity Employer. We invite you to visit us at http://www.franklintempletoncareers.com/ to learn more about our company and our career opportunities.