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A top tier private bank is looking for a compliance monitoring officer to join their dynamic team asap! A client-centric firm who are committed to ongoing development. This firm is rapidly growing and making its mark across the private banking sector.
Responsibilities include: - Provide timely, accurate and comprehensive reports of monitoring findings to internal stakeholders. - Ability to monitor and update compliance policies and procedures in line with FCA handbook. - Building rapport with the business whilst continuously educating front office staff on regulatory changes and best practice across London and U.K. wide. - Maintain awareness of regulatory changes and ensure that these are communicated and recommended to the Compliance Monitoring Manager, as well as reflected in the Compliance Monitoring Programme.
Role Requirements: - Wealth management experience is essential. - 3-5years experience working within a Compliance Monitoring team. - Proficient in Excel, Word, PowerPoint. - A good understanding of regulations. - An analytical and enquiring mind, with the ability to use initiative. - Self- starter with positive attitude, and the ability to quickly learn new processes.