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Primary Location: Hong Kong SAR of PRC,Hong Kong,Hong Kong
Education: Bachelor's Degree
Job Function: Transaction Processing
Shift: Day Job
Employee Status: Regular
Travel Time: No
Job ID: 18030026
Perform daily post-trade investment compliance monitoring and report advertent/reportable investment breach to regulator Review investment compliance checklist/rules
Perform financial statement review and regulatory reporting - Work with various product and operation teams to develop trustee solutions for unit trusts and/or exchange traded funds (ETF)
Assist in setting up and implementing a robust control, monitoring and reporting when onboarding new Fund Manager clients and handling existing Fund Manager clients
Work with both external (fund managers, professional firms, bankers etc) and internal stakeholders including product, custody, client services team, fund administrator etc to ensure the smooth and proper running of the trustee services eg fair valuation review, internal management reporting and handling regulatory and auditor's queries
Ensure the fiduciary and fund services business is conducted in accordance with all relevant internal policies and external rules and regulation
Stay abreast of market and regulatory developments in the fiduciary and fund services industry
Solid knowledge of investment compliance, funds products and operations and internal audit experience is advantageous
More than 5 years of extensive experience in the financial and/or funds industry (e.g. asset management companies, trustees)
Role relevant qualification, i.e. Compliance, Fund Accountancy or Audit or Internal Control or Trustee Fiduciary experience are preferred
Self-initiative, ability to motivate others and drive for excellence