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Your role Are you risk averse but risk aware? Do you always have an eye toward improving processes? We're looking for someone who can: – Support UBSS CCS management in ensuring all the Investment Banking deals are executed in accordance with PRC regulatory requirements and the firm's policy, internal control and compliance standards. – Work very closely with the Legal, Compliance and Operational Risk Control team (C&ORC), Risk Control, and other UBS-S control functions to help the deal team to ensure all the deal related risks are identified and proper resolved before any filing/submission to the regulators. – Check/supervise deal team to proper meet the continuous supervision obligations after deal launch. – Support or work as Bond Entrustment Manager, urge each deal team to proper fulfill their BEM responsibilities, and participate in BEM management. – Fulfill other responsibilities as an IRG member.
About us Expert advice. Wealth management. Investment banking. Asset management. Retail banking in Switzerland. And all the support functions. That's what we do. And we do it for private and institutional clients as well as corporations around the world.
We are about 60,000 employees in all major financial centers, in more than 50 countries. Do you want to be one of us?
Your team You will work in the Independent Review Group under Corporate Client Solutions in Beijing. We support UBS-S CCS management in ensuring Investment Banking deals are executed in accordance with PRC regulatory requirements and the firm's policy, internal control and compliance standards.
Your experience and skills You have:
Minimum of two years of work experience in quality control functions in securities firm, or investment banking department or reputable A share law firm working experiences
Ability to build partnerships with internal clients and functional partners You are:
Self-motivated and passionate achiever with strong communication skills, including the ability to deal with potentially contentious issues effectively
Strong analytical and problem-solving skills, attention to detail
Proactive, taking initiative and continuously challenging processes for improvements
Good team player
What we offer Together. That's how we do things. We offer people around the world a supportive, challenging and diverse working environment. We value your passion and commitment, and reward your performance.
Keen to achieve the work-life agility that you desire? We're open to discussing how this could work for you (and us).
Take the next step Are you truly collaborative? Succeeding at UBS means respecting, understanding and trusting colleagues and clients. Challenging others and being challenged in return. Being passionate about what you do. Driving yourself forward, always wanting to do things the right way. Does that sound like you? Then you have the right stuff to join us. Apply now.