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Ensure global, regional standards and where applicable, local standards in the execution of financial crime and markets compliance control activities within the scope of the global markets.
Support and perform detailed financial crimes QA/spot check testing and control process reviews to assess the effectiveness of the global, regional standards and where applicable, local standards.
Escalate as appropriate, any identified financial crimes related risks and issues to the QA Lead/Head of Regional QA, Governance and Projects Asia.
Review and assess customer data for QA Review Plan and testing execution purposes across the Asia region both in-country and from the regional location.
Provide input into the regional Compliance Training Plan to reflect findings of the QA/spot check review program executed by the Regional QA, Governance and Projects Team.
Support and provide guidance to the country units in region in adhering to global requirements regarding central compliance processes such as reporting, training, Compliance reviews, control governance, etc and where required, facilitate liaison with Region and Head Office.
Provide support to the Head of Regional QA, Governance and Projects Asia regarding all regional initiatives and where allocated, take ownership for regional processes and systems control improvements.
5 - 8 years of Compliance relevant working experience in an international financial institution or service provider.
Subject matter expertise in the financial crime with a focus on corporate business, Transaction and Sanctions Monitoring and CDD/EDD are preferred.
Proven track record of working and communicating across borders and cultures.
Experience in executing control testing reviews in financial crimes compliance.
Experience in coaching colleagues and teams as Lead Reviewer.
Experience in conducting QA/testing/assurance roles within a Compliance organization, experience in conducting QA/testing/assurance roles across countries preferred.
A proactive approach to solving alerts and cases with internal clients (front / back office) – no waiting of reply or instructions
For confidential discussions, you can also call me at +65 6323 5124 or sent me your updated resume at email@example.com