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SVP, FICC Compliance- International Corporate & Investment Bank
Hays Banking & Financial Services Hong Kong
May 13, 2018
Your new company Your new company is a prestigious corporate and investment bank headquartered in Europe offering sales & trading investment services is looking for a seasoned FICC Compliance officer to join the team in a SVP level role and effectively manage compliance advisory in products.
Your new role You will be the Senior Vice-President in the compliance team, working closely and report directly to the Country Head of Compliance. The objective of your role would be offering product compliance advisory to the business initiatives in relation to the corporate and investment banking units- with particular focus on treasury products (Rates, Fixed income and FX). You will act as the key point of contact to provide regulatory advice and compliance inputs to review and approval of transaction activities.
You will also conduct in-depth compliance review and supervise on trade surveillance and insider-dealing investigations. Keep abreast of the international regulatory developments as to participate in any regulatory reform projects from both local and global perspectives.
What you'll need to succeed You will have at least 10 years' experience of FICC Compliance experience in the banking or securities industry. Extensive knowledge of local regulatory (HKMA/SFC) requirements, including but not limited to, other US/UK regulations (I.e. Volcker Rules, EMIR...etc.) You will be a dynamic, quick-thinking self-starters who have a real passion for the global banking & markets. Excellent verbal and written English and Mandarin would make you to become the ideal candidate too.
What you need to do now If you're interested in this role, click 'apply now' or contact Charlene Yeung at Hays on +852 2230 7933 or email me on Charlene.firstname.lastname@example.org.