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My client is an international bank who is looking to hire a highly motivated candidate for their dynamic and international team to strengthen its position in Asia. The scope of work includes being responsible for activities linked to the requirements of the EU AML Laws and company policies. The candidate will work closely with the Chief Compliance officer and Head of Compliance.
Assist the Chief Compliance Officer & Head of Compliance in :
Providing constant support to the business in handling escalated AML/CTF queries advising on risk-based approach,
Implementing and monitoring an oversight program of Issuer Acceptance & Refusal,
Implementing and monitoring an oversight program of Customer Acceptance & Refusal,
Providing constant support to the first line of defence under the context of CSD-R,
Providing AML support related ad-hoc projects,
Implementing and monitoring an oversight program of Conflict of Interest register,
Ensuring compliance of the organisation on-going AML/CTF duties including but not limited to, remediation projects, customer on-boarding,
Assist in ensuring that Company's risk assessment framework are maintained and up to date,
Assist in the provision of AML/ CTF and KYC trainings to the bank's employees
Representing the bank's Compliance in internal committees, in local industry forums and when required, liaise with external parties such as legal advisors, business partners, auditors, regulators and customers,
Monitoring all relevant national and international regulatory changes and ensuring compliance with AML/CTF and KYC related regulatory obligations at all times,
Acting as compliance support and advisory assistance to first line of defence employees and management for any question related to AML/CTF and KYC,
Handling internal and external audits on AML/CTF and KYC,
Prepare reporting for the Respective Committees within the defined frequency
University degree, preferably in Law or International Business, Economics,
Minimum 3 - 4 Years of experience in Asset Services, Settlement, Investment Funds, preferably within the Control Functions
Excellent understanding of AML/CTF and KYC regulations on Credit Institutions, Knowledge of cross-border and (International) Central Securities Depository (I)CSD is a strong plus.
Perfectly fluent in English, both oral and written. French or German is a strong plus; any other languages would be an additional benefit.
Team player, able to work independently
Morgan McKinley Pte Ltd EA License No: 11C5502 Registration No: R1659128 EAP Name: Phea Dan Shuo, Bella