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If you are interested in this role, we request a Cover Letter along with your most recent CV.
This client-facing role is suited for an individual with initiative and a genuine interest in compliance. Responsibilities include:
Managing a portfolio of clients and assisting them in regulatory matters pertaining to their business
Processing FCA authorisation applications
Undertaking compliance projects, monitoring reviews with clients, and drafting compliance monitoring reports
Initiating, developing and maintaining client relationships
Supporting and learning from our senior consultants
Required Key Skills / Experience:
2 - 4 years experience in wholesale or institutional financial regulatory compliance gained at a compliance or management consultancy firm is most key; experience at an asset management firm (including hedge funds, private equity, real estate and other alternatives), securities firm or with a regulator such as the FCA, SEC, NFA, etc. is favourable but not necessary
Working knowledge of the FCA Handbook
Experience of compliance monitoring or similar
Excellent customer service ethos
Strong client facing ability
Degree educated or similar
Detail oriented and multi-tasker
Excellent verbal and written communication skills
Must hold the right to work in the UK
If you believe you are a good fit for this role, we encourage you to apply by sending us a Cover Letter along with your most recent CV. Only favourable candidates will be contacted.