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The EMEA Market Risk Solutions Team delivers a range of FX and market risk products to meet the liquidity and market risk management needs of investors and companies in the innovation ecosystem. The business is growing quickly and we have ambitious plans to build out our proposition and coverage.
This role will be responsible for undertaking and enhancing the risk and control processes and testing in this fast growing business as a 'first line of defence'. This will include utilising the new tools implemented as a result of our MiFid II project to ensure ongoing compliance with this and other relevant rules, regulations and best practice.
Enhance and manage the 'end to end' first line risk and control framework for the Market Risk Solutions business, ensuring compliance with all applicable rules and regulations
Review and testing of controls around key processes within the business:
Client Set-Up and documentation
Life cycle management ( MTM, Collateral management)
Transaction monitoring and reporting
Agreement management and amendment process. e.g. FX agreement and ISDA process effective and all agreements are valid and reasons for amendments are reviewed
Ensure, through regular monitoring and review, that all trades are in line with regulation and UK branch, EMEA and bank policies and client agreements, which includes review of:
Communications (electronic and voice)
Best execution and order handling
Coordinate across teams within the bank to reports, investigate and resolve issues identified such as operational errors, risk events, audit or compliance review management actions
Support compliance monitoring, internal audit and any regulatory review activity
Support projects and initiatives as the risk and control subject matter expert (sme) for the product set for strategic, operational and regulatory projects,
Undertake training and refreshers around relevant regulations, our control processes and risk management within market risk solution projects and monitor ongoing training and continuing professional development of the client facing teams.
Knowledge of FX and other risk management and international payment products
Knowledge of the relevant rules, regulations, codes and best practice around Foreign Exchange and other market risk products
Experience in a Middle Office, Operational Risk or audit and compliance role for a markets business and specifically in designing, implementing and managing control frameworks and testing of those control processes
Experience of interacting with front office, operational, compliance and internal audit teams and coordinate activity across these teams as well as able to work independently.
Strong organizational and time management skills.
Excellent communication skills
An ability to quickly gain a thorough knowledge of SVB's bank operations and products.
An interest in global markets, the innovation and investor sector.
The individual should have an entrepreneurial, collaborative approach and a flexible style that allows for the input of others. They must share the core values of SVB and be focused on achieving the best outcome for the organisation versus individual achievement. They must have a proven track record of delivering results.