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Develop and maintain a detailed knowledge of the FCA and other regulatory requirements - Deputise for the Compliance Officer as required and be able to report to Management Committee on compliance issues.
Review AML verification/on-going due diligence in a timely, risk rated manner. - Assist the Head of UK Compliance in assessing the impact in changes to domestic and international regulation and legislation, review, and assist in completing and approving all Financial Promotions
Assist the in completing the annual monitoring programme, keeping all internal Compliance documentation (such as application forms, terms of business, policies, procedures, controls and manuals) up to date and compliant
Assist in completing all necessary T&C reviews and providing ad-hoc training where appropriate andidentifying risks to the business - Undertake transaction monitoring - Sign off PA deals and add to register
Compliance generalist experience from asset management/hedge fund.
Degree education and compliance related certificates/qualifications