CAIA's Career Center is an easy-to-use, comprehensive resource connecting job seekers with employers in the growing AI field. Use your knowledge and credibility to advance your career or build a talented team for your organization. Opportunities targeted to CAIA Charterholders are prioritized.
In order to search for jobs specifically for CAIA Charterholders or those pursuing the CAIA Charter please enter “CAIA” in the search panel.
This will enable you to search for CAIA specific roles globally.
Leading Global Investment Bank is seeking an experienced Compliance professional to oversee regional matters for the Investment Banking Division (M&A, ECM, DCM). You will be responsible for providing advice on any regulations affecting the Investment Banking business. You will also be involved in reviewing any new business initiatives / operational changes to ensure regulatory adherence.
The successful candidate will possess at least 10 years' relevant compliance or legal experience. Specific compliance experience dealing with M&A/ECM/DCM is essential for this position. Excellent communication and interpersonal skills are essential to be able to perform this position.