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Our client is a Chinese-based financial services institution with well-established businesses in investment banking, private banking and asset management. As a result of continued growth of their business in the region, they are looking for a seasoned compliance professional for their asset management business
The Role Reporting to the Head of Legal & Compliance, you will be fully responsible for:
Assisting in the provision of money laundering risk assessment for Money Laundering Reporting officer and to ensure AML monitoring is covered as appropriate
Providing advice on money laundering to the relevant line managers in the business units to meet local AML requirements
Investigating and reporting on any suspicious transactions and liaising with the relevant authorities to discharge organisation's obligation
Maintenance of core Compliance Processes
Providing regulatory & client specific advice in respect of investment
Input into the development, maintenance & risk scoring of the Risk Based Compliance Monitoring programme, ensuring that the programme covers all relevant areas of regulated business
The Successful Applicant You will be a University Graduate with at least 4-5 years' experience gained within an asset management compliance function. You will possess sound knowledge of SFO and have strong communication, analytical and leadership skills. Fluency in Mandarin is a must.
Contact Us Please press the APPLY button or email your CV to Christy Lam at firstname.lastname@example.org quoting the reference for a confidential discussion. For more Compliance positions, please visit our website (http://alsrecruit.com/) and contact us for details. (EF/15445)