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Promote the Oasis Crescent brand of UCITS collective investment schemes within the UK as a savings vehicle of choice either directly or via a retirement savings option such as Self Invested Personal Pension (SIPP) or a tax incentivised wrapper such as Individual Saving accounts (ISA).
Travel to various parts of the UK to meet with retail and institutional clients.
Provide the full function of financial advice to retail clients including a fact find, suitability analysis and suitability report. Provide ongoing service to existing clients.
Ensure that sales and activity targets agreed to are met.
Competence at all stages of the financial advisory process and operating at all times within the framework of the law.
Employee will be required to generate his own leads effectively with potential clients to ensure he / she meets the agreed targets and deadlines.
To ensure all associated administration is completed in an effective manner to meet the group's compliance, anti-money laundering and regulatory requirements including but not limited to the records of engagements with clients and prospective clients.
The advisor must ensure that the documentation relating to the advisory process is of a high standard and free of errors and that records are maintained with all clients' records in line with company policies and procedures.
Candidate must follow the company's business strategy.
Qualification & Experience Requirements
CA/ MBA with a diploma in Financial Planning; Should be a Level 4 with Af3/ level 6 certified financial advisor and be RDR compliant, recognised by the FCA to give regulated advice covering UCITS funds, Individual Saving accounts (ISA) and Self Invested Personal Pension (SIPP) products.